Principal Associate, Enterprise Services Controls Governance (ES Risk)
Company: Capital One
Location: Harrisonburg
Posted on: April 25, 2024
Job Description:
Center 3 (19075), United States of America, McLean,
VirginiaPrincipal Associate, Enterprise Services Controls
Governance (ES Risk)As a Principal Associate in the Enterprise
Services Controls Governance (ESCG) Program in Capital One's
Enterprise Services Risk team, you will be responsible for working
with technology, business risk, cyber, and other teams in both the
first and second lines of defense to consult on controls and
applying your risk and controls skills to help Enterprise Services
continue to drive well-managed control environment across Capital
One's Enterprise Services. If you are curious and eager to learn
new things, love problem solving, have a passion for risk and
controls, this may be the role for you! - -As Capital One evolves
to meet the ever-changing landscape, so do our associates. - A
successful senior associate influences control designs and works
closely with our partners to ensure adherence to requirements. They
will be responsible for processing control intake requests related
to the end-to-end Controls Lifecycle Management from creation to
retirement for non-SOX Enterprise Services controls. They are
forward thinking, quick to adapt, and technologically adept.
-Principal Associates have a high level of exposure across lines of
business and have the opportunity to work with executives to create
and implement innovative solutions to appropriately manage risks.
The ideal candidate will be a highly-motivated risk or controls
expert with excellent communication skills. The candidate will be
detail-oriented and results focused, and will have a proven record
of problem solving and collaborating with others, including direct
and indirect leadership positions. -Responsibilities:
- Review and process control intake requests for creation,
modification, and retirement of controls as part of lifecycle
management and ensure adherence to Enterprise Control Standard
- Work with relevant stakeholders and partners to ensure that
impact of control changes on processes such as regulatory gap
assessments, process and risks are thoroughly assessed and
reflected in the system of record.
- Provide consultation, feedback or effectively challenge the
control changes as needed and ensure control changes obtain
appropriate approvals
- Monitor metrics around data quality to ensure control data is
complete and accurate in the system of record
- Partner to identify and implement automated solutions to enable
proactive risk management -
- Support development of content in response to Internal Audit
and Regulatory agencies related to controls management
- Assist and drive the creation and delivery of program's
strategic initiatives
- Assist and drive project and program delivery, including
project and process management, reporting, facilitation of senior
leadership meetings, drafting and reviewing materials for senior
management and the Board of directors, and other governance
activities.Basic Qualifications:
- Bachelor's Degree or Military experience
- At least 3 years of risk management, compliance, regulatory,
audit, or legal experience
- At least 3 years of experience in controls management or
testing or reportingPreferred Qualifications:
- 3+ years of experience in responding to and interacting with
internal audit or regulatory agencies
- 1+ years of experience with applying automation in risk
management
- 1+ years of experience with Cloud platforms (AWS, GCP,
Azure)
- 1+ years of experience with information technology or
cybersecurity experienceAt this time, Capital One will not sponsor
a new applicant for employment authorization for this position.The
minimum and maximum full-time annual salaries for this role are
listed below, by location. Please note that this salary information
is solely for candidates hired to perform work within one of these
locations, and refers to the amount Capital One is willing to pay
at the time of this posting. Salaries for part-time roles will be
prorated based upon the agreed upon number of hours to be regularly
worked.New York City (Hybrid On-Site): $134,100 - $153,000 for Prin
Assoc, Cyber Risk & AnalysisCandidates hired to work in other
locations will be subject to the pay range associated with that
location, and the actual annualized salary amount offered to any
candidate at the time of hire will be reflected solely in the
candidate's offer letter.This role is also eligible to earn
performance based incentive compensation, which may include cash
bonus(es) and/or long term incentives (LTI). Incentives could be
discretionary or non discretionary depending on the plan.Capital
One offers a comprehensive, competitive, and inclusive set of
health, financial and other benefits that support your total
well-being. Learn more at the -. Eligibility varies based on full
or part-time status, exempt or non-exempt status, and management
level.This role is expected to accept applications for a minimum of
5 business days.No agencies please. Capital One is an equal
opportunity employer committed to diversity and inclusion in the
workplace. All qualified applicants will receive consideration for
employment without regard to sex (including pregnancy, childbirth
or related medical conditions), race, color, age, national origin,
religion, disability, genetic information, marital status, sexual
orientation, gender identity, gender reassignment, citizenship,
immigration status, protected veteran status, or any other basis
prohibited under applicable federal, state or local law. Capital
One promotes a drug-free workplace. Capital One will consider for
employment qualified applicants with a criminal history in a manner
consistent with the requirements of applicable laws regarding
criminal background inquiries, including, to the extent applicable,
Article 23-A of the New York Correction Law; San Francisco,
California Police Code Article 49, Sections 4901-4920; New York
City's Fair Chance Act; Philadelphia's Fair Criminal Records
Screening Act; and other applicable federal, state, and local laws
and regulations regarding criminal background inquiries.If you have
visited our website in search of information on employment
opportunities or to apply for a position, and you require an
accommodation, please contact Capital One Recruiting at
1-800-304-9102 or via email at . All information you provide will
be kept confidential and will be used only to the extent required
to provide needed reasonable accommodations.For technical support
or questions about Capital One's recruiting process, please send an
email to Capital One does not provide, endorse nor guarantee and is
not liable for third-party products, services, educational tools or
other information available through this site.Capital One Financial
is made up of several different entities. Please note that any
position posted in Canada is for Capital One Canada, any position
posted in the United Kingdom is for Capital One Europe and any
position posted in the Philippines is for Capital One Philippines
Service Corp. (COPSSC).
Keywords: Capital One, Franconia , Principal Associate, Enterprise Services Controls Governance (ES Risk), Other , Harrisonburg, Virginia
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